SEC, 926 F.2d 1197, 1205-06 (D.C. Cir. 1991) (holding "categorically that, unless access to the names and addresses of private individuals appearing in files within the ambit of Exemption 7(C) is necessary in order to confirm or refute compelling evidence that the agency is engaged in illegal activity, such information is exempt from disclosure"); Johnson v.
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The Value-Add for Prospect Research in SEC Filings When I am doing prospect research, I always breathe a sigh of relief when an individual I am researching is a member of a public company. Maybe I am just a geek, but I embrace SEC filings, since they provide hard numbers I can plug into a capacity formula.
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What are 13D/G Filings Whereas 13F filings give you a snapshot of a fund’s holdings 45 days after quarter end, 13D/G filings are typically filed within 10 days of an investor acquiring at least 5% of a single publicly traded company. The information contained in the filing is more current than 13F filings.
New filings with the Securities and Exchange Commission show that BlackRock holds a substantial stake in at least seven of the biggest players in housing, including Trulia , fidelity national financial ,Walter Investment Management Corp. , Radian, Home Depot , MGIC Investment Corp. , and PHH Corporation .
An extensive review of court records, interviews with high-level federal officials, and State Department cables obtained by WikiLeaks and released to Reuters through a third party, reveal. stock.
Regulators approve Volcker Rule after years of deliberation facilitate the sale and purchase of regular approved list items and special order list items of spirituous liquor by and among local ABC boards This part becomes effective September 1, 2019, and the special order provision would apply to orders placed on or after that date.RMBS performance rides home price wave FINANCIAL STABILITY REVIEW | MARCH 2006 63. The Performance of Australian Residential Mortgage-backed Securities1. Introduction. The Australian residential mortgage- backed securities (RMBS) market has grown rapidly over the past decade, with the amount outstanding reaching $126 billion in December 2005, up from just $3 billion in 1996 (Graph 1).
Besides Harra, 66, the SEC. of interest," messitte wrote. wilmington Trust counters that the Breslers want to impose obligations on the bank that were never part of any agreement, according to.
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